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Samuel Lee

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-09-11
  • NE RA
    APPROVED
    Since 2025-09-11

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lee Beauty Supply Omaha NE 06/2012 08/2022
Td Ameritrade Omaha NE 09/2022 05/2024
Charles Schwab And Co., Inc. Omaha NE 01/2024 Present
Charles Schwab Bank Omaha NE 02/2026 Present
  • 06/2012 → 08/2022
    Lee Beauty Supply
    Omaha, NE
  • 09/2022 → 05/2024
    Td Ameritrade
    Omaha, NE
  • 01/2024 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 02/2026 → Present
    Charles Schwab Bank
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-10
S63 Uniform Securities Agent State Law Examination 2023-01-27
  • S66 Uniform Combined State Law Examination
    2025-09-10
  • S63 Uniform Securities Agent State Law Examination
    2023-01-27

View on SEC IAPD

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