Kenneth Chinn

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Encino	CA	10/2022	Present
Nations Lending	Huntington Beach	CA	08/2021	08/2022
Mission Loan	Irvine	CA	02/2021	08/2021
Network Capital	Irvine	CA	07/2020	02/2021
Alleviate Financial Solutions	Irvine	CA	09/2019	07/2020
Addictive Marketing Group	Fountain Valley	CA	06/2015	07/2018
9Round	N/A	CA	02/2019	08/2019
Sonoma Capital Corp	Anaheim	CA	02/2019	06/2019
Century Business Solutions	Irvine	CA	10/2018	02/2019
Filippini Wealth Management	Santa Barbara	CA	07/2022	08/2022
Bank Of America, N.A.	Encino	CA	08/2025	Present

10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Encino, CA
08/2021 → 08/2022

Nations Lending

Huntington Beach, CA
02/2021 → 08/2021

Mission Loan

Irvine, CA
07/2020 → 02/2021

Network Capital

Irvine, CA
09/2019 → 07/2020

Alleviate Financial Solutions

Irvine, CA
06/2015 → 07/2018

Addictive Marketing Group

Fountain Valley, CA
02/2019 → 08/2019

9Round

N/A, CA
02/2019 → 06/2019

Sonoma Capital Corp

Anaheim, CA
10/2018 → 02/2019

Century Business Solutions

Irvine, CA
07/2022 → 08/2022

Filippini Wealth Management

Santa Barbara, CA
08/2025 → Present

Bank Of America, N.A.

Encino, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-01-26

Other Firms