Michael Glenn Martin

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → 08/2022
  Option Care Health
  Ashland, VA
• 12/2019 → 01/2021
  Option Care Health
  Ashland, VA
• 07/2019 → 06/2022
  Stat Experts
  Herndon, VA
• 03/2016 → 06/2019
  National Counseling Group
  Richmond, VA
• 08/2022 → 08/2024
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 04/2023 → 08/2024
  Northwestern Mutual Investment Services Llc
  Richmond, VA
• 09/2023 → 08/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 07/2024 → Present
  Principal Life Insurance
  Mechanicsville, VA
• 08/2024 → Present
  Principal Securities
  Des Moines, IA

Other Businesses

**OUTSIDE INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/16/2024 ADDRESS: 9200 HUNTINGTON WOODS DR, MECHANICSVLLE VA 23116-2846, United States DESCRIPTION: Writing multiple lines of insurance, including group and individual products for life, health, disability, long-term care, annuities, medical, and dental. **FREEKIND POSITION: Richmond Cabinet Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2026 ADDRESS: P.O. Box 9307, Hampton VA 23670, United States DESCRIPTION: Freekind is a nonprofit that largely works with survivors of human trafficking across Virginia. They also work in the prevention space here, educating youth in schools around the dangers and warning signs of human trafficking.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-10-21
• S63 Uniform Securities Agent State Law Examination
  2023-07-17

Other Names

• Mike Martin