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David K Graham

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-01
NC RA APPROVED 2024-04-24
  • TX RA
    APPROVED
    Since 2024-05-01
  • NC RA
    APPROVED
    Since 2024-04-24

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 06/2022 Present
Parking Managment Company Charlotte NC 11/2021 04/2022
Aruza Pest Control Raleigh NC 05/2021 08/2021
Christ School Arden NC 08/2014 05/2018
University Of North Carolina At Charlotte Charlotte NC 08/2018 05/2022
  • 06/2022 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 11/2021 → 04/2022
    Parking Managment Company
    Charlotte, NC
  • 05/2021 → 08/2021
    Aruza Pest Control
    Raleigh, NC
  • 08/2014 → 05/2018
    Christ School
    Arden, NC
  • 08/2018 → 05/2022
    University Of North Carolina At Charlotte
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-24
  • S66 Uniform Combined State Law Examination
    2024-04-24
Other Names
  • Kellen Graham

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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