Best Investors Account Sign in

Nicole S Laferte

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Yulee, FL

Jacksonville, FL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-23
TX RA APPROVED 2019-05-07
RI RA APPROVED 2019-02-25
  • FL RA
    APPROVED
    Since 2024-07-23
  • TX RA
    APPROVED
    Since 2019-05-07
  • RI RA
    APPROVED
    Since 2019-02-25

Branch Locations

901 Main St Central Business Review Unit, Dallas, TX 75202 • United States

Yulee, FL • United States

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-22
S63 Uniform Securities Agent State Law Examination 2006-09-21
  • S66 Uniform Combined State Law Examination
    2019-02-22
  • S63 Uniform Securities Agent State Law Examination
    2006-09-21
Other Names
  • Nicole S Laferte
  • Nicole S Laferte

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor