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Matthew Michael Mcmillan

Mml Investors Services, LLC

Shoreline, WA

Seattle, WA

CRD 7602187

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-11-10
  • WA RA
    APPROVED
    Since 2025-11-10

Branch Locations

Shoreline, WA • United States

920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Seattle WA 07/2022 03/2024
Massmutual Life Insurance Co Seattle WA 03/2024 Present
Mobilize Physical Therapy Seattle WA 10/2021 06/2022
Klahaya Swim & Tennis Club Edmonds WA 05/2015 09/2020
Costas Restaurant Seattle WA 12/2019 03/2020
Young Financial Group Seattle WA 08/2022 03/2024
School Shoreline WA 02/2014 03/2022
Mml Investors Services, Llc Seattle WA 03/2024 Present
  • 07/2022 → 03/2024
    Mml Investors Services, Llc
    Seattle, WA
  • 03/2024 → Present
    Massmutual Life Insurance Co
    Seattle, WA
  • 10/2021 → 06/2022
    Mobilize Physical Therapy
    Seattle, WA
  • 05/2015 → 09/2020
    Klahaya Swim & Tennis Club
    Edmonds, WA
  • 12/2019 → 03/2020
    Costas Restaurant
    Seattle, WA
  • 08/2022 → 03/2024
    Young Financial Group
    Seattle, WA
  • 02/2014 → 03/2022
    School
    Shoreline, WA
  • 03/2024 → Present
    Mml Investors Services, Llc
    Seattle, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-03-01
S65 Uniform Investment Adviser Law Examination 2024-12-16
  • S63 Uniform Securities Agent State Law Examination
    2025-03-01
  • S65 Uniform Investment Adviser Law Examination
    2024-12-16

View on SEC IAPD

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