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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-01 |
| IL | RA | APPROVED | 2023-09-01 |
Branch Locations
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waterway Carwash | Northbrook | IL | 09/2014 | 07/2017 |
| Millennium Bank | Des Plaines | IL | 06/2019 | 08/2019 |
| University Of Dayton | Dayton | OH | 08/2017 | 05/2021 |
| Maher And Associates | Dayton | OH | 01/2020 | 05/2020 |
| Ruffalo Noel Levitz | Dayton | OH | 10/2019 | 05/2021 |
| Zacks Investment Management | Chicago | IL | 06/2021 | 08/2023 |
| Morgan Stanley | Deerfield | IL | 08/2023 | Present |
| Harmony Catering | Northbrook | IL | 06/2020 | Present |
*566115 - Harmony Catering; Investment related -No; Northbrook, Illinois; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 06/2020; During business hours: 0; After business hours: 20; Customer Service
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 2022-03-16 |
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