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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-07 |
Branch Locations
14755 Preston Road Suite 700, Dallas, TX 75254 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Anglin Financial | Dallas | TX | 01/2003 | 06/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2011 | 06/2025 |
| Hightower Securities, Llc | Dallas | TX | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-21 |
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