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Joseph Dellumo

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-08-13
  • IL RA
    APPROVED
    Since 2025-08-13

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 06/2025 Present
First Trust Advisors L.P. Wheaton IL 06/2025 Present
Kluth Cargo Chicago IL 05/2024 08/2024
Stifel Financial Corp. Chicago IL 06/2022 08/2022
Tufts University Medford MA 08/2021 05/2025
Maine South High School Park Ridge IL 06/2017 06/2021
Lincoln Middle School Park Ridge IL 08/2014 06/2017
  • 06/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 06/2025 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 05/2024 → 08/2024
    Kluth Cargo
    Chicago, IL
  • 06/2022 → 08/2022
    Stifel Financial Corp.
    Chicago, IL
  • 08/2021 → 05/2025
    Tufts University
    Medford, MA
  • 06/2017 → 06/2021
    Maine South High School
    Park Ridge, IL
  • 08/2014 → 06/2017
    Lincoln Middle School
    Park Ridge, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-18
  • S66 Uniform Combined State Law Examination
    2025-07-18

View on SEC IAPD

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DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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