Maria Regina Herfindahl

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 08/2020
  Lakewood Lodge
  Deer River, MN
• 08/2017 → 12/2018
  Ave Maria University
  Ave Maria, FL
• 03/2019 → 07/2019
  Glik's
  Grand Rapids, MN
• 08/2019 → 08/2021
  Hawkinson Construction
  Grand Rapids, MN
• 08/2019 → 05/2022
  Ave Maria University
  Ave Maria, FL
• 05/2022 → 07/2022
  Unemployed
  Deer River, MN
• 08/2022 → 07/2023
  Ubs Financial Services Inc.
  Minneapolis, MN
• 07/2023 → Present
  Ubs Financial Services
  Bloomington, MN
• 01/2014 → 05/2017
  Unemployed
  Deer River, MN

Exams

• S66 Uniform Combined State Law Examination
  2025-10-27

Other Names

• Mariaregina Herfindahl