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Kaitlyn Jones

Ubs Financial Services Inc.

Hoboken , NJ

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-02
NY RA APPROVED 2021-10-26
TX RA APPROVED 2015-11-20
  • NJ RA
    APPROVED
    Since 2024-02-02
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2015-11-20

Branch Locations

Hoboken , NJ • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 11/2015 Present
Previous Registrations
  • 2015-06-15 → 2015-12-18
    Credit Suisse Securities (Usa) Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-23
  • S66 Uniform Combined State Law Examination
    2011-05-23
Designations
Other Names
  • Kathlyn E Jones
  • Kaithlyn E Jones
  • Kaitlyn Jones
  • Kaitlyn Elizabeth Jones

View on SEC IAPD

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