Nicholas Leo Weix

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  Principal Life Insurance Company
  Oconomowoc, WI
• 07/2022 → Present
  Principal Securities Inc
  Oconomowoc, WI
• 09/2021 → 07/2022
  Unemployed
  Oshkosh, WI
• 06/2021 → 08/2021
  Loop Support
  San Francisco, CA
• 09/2020 → 05/2021
  Unemployed
  Oshkosh, WI
• 01/2019 → 08/2020
  Pizza Hut
  Delafield, WI
• 09/2018 → 12/2018
  Unemployed
  Oshkosh, WI
• 06/2018 → 08/2018
  Hogger's Pub
  Hartland, WI
• 02/2018 → 05/2018
  Unemployed
  Oshkosh, WI
• 07/2014 → 01/2018
  Be Fitness
  Delafield, WI
• 03/2024 → Present
  Lake Country Financial Services
  Oconomowoc, WI

Other Businesses

FIXED INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/03/2023 ADDRESS: 1815 Executive Dr Suite #2, Oconomowoc WI 53066, United States DESCRIPTION: Sales of fixed insurance including fixed annuity, fixed life, health, long-term care, medical, and disability insurance.

Exams

• S66 Uniform Combined State Law Examination
  2022-10-14