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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-12-08
  • NC RA
    APPROVED
    Since 2022-12-08

Branch Locations

Raleigh, NC • United States

Statesville, NC • United States

801 Hillsborough St 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Raleigh NC 03/2015 Present
Secu Brokerage Services Raleigh NC 07/2022 Present
Secu Life Insurance Company Raleigh NC 07/2022 Present
Credit Union Investment Services Raleigh NC 12/2022 Present
  • 03/2015 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 07/2022 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 07/2022 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 12/2022 → Present
    Raleigh, NC
Other Businesses

State Employees' Credit Union. Investment Related Business. Nature: Financial Services. OSJ Office Address: Raleigh, NC SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 7/2022. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-08
  • S63 Uniform Securities Agent State Law Examination
    2022-12-08
Designations

View on SEC IAPD

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