Inactive

Connor Francis Gaffney

Strategic Financial Services

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Current Employers

Strategic Financial Services

114 Business Park Drive, Utica, NY 13502 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-16

NY RA
APPROVED

Since 2022-11-16

Branch Locations

114 Business Park Drive, Utica, NY 13502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Strategic Financial Services, Inc.	Utica	NY	07/2019	Present
Fiber Instruments Sales	Oriskany	NY	07/2014	07/2019

07/2019 → Present

Strategic Financial Services, Inc.

Utica, NY
07/2014 → 07/2019

Fiber Instruments Sales

Oriskany, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-11-16

S65 Uniform Investment Adviser Law Examination

2022-11-16

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PARADIGM CONSULTING, INC.

OSAIC WEALTH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

COMMONWEALTH FINANCIAL NETWORK

MML INVESTORS SERVICES, LLC

Other Investors

DOUGLAS SCOTT WALTERS

Francesca Mae Asher

Kyle J Dempster

Nicholas A Accordino

JUDITH VICKS-SWEET

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · UTICA, NY

PARADIGM CONSULTING, INC. · UTICA, NY

OSAIC WEALTH, INC. · UTICA, NY

MORGAN STANLEY · Utica, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UTICA, NY

ROBERT W. BAIRD & CO. INCORPORATED · New Hartford, NY

COMMONWEALTH FINANCIAL NETWORK · New Hartford, NY

MML INVESTORS SERVICES, LLC · New Hartford, NY

More in Utica, NY

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