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Richard Joseph Cantwell

Equitable Advisors, LLC

Rochester, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-23
NY RA APPROVED 2024-04-26
  • TX RA
    APPROVED
    Since 2025-05-23
  • NY RA
    APPROVED
    Since 2024-04-26

Branch Locations

765 Jefferson Road 3Rd Fl, Suite 310, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 07/2022 Present
Wegmans Newark NY 03/2022 Present
Rochester Regional Health Rochester NY 08/2019 03/2022
Mcdonald's Williamson NY 05/2016 08/2019
Brockport University Brockport NY 08/2016 12/2018
Brockport University Brockport NY 08/2017 12/2018
Brockport University Brockport NY 08/2015 12/2018
  • 07/2022 → Present
    Equitable Advisors, Llc
    New York, NY
  • 03/2022 → Present
    Wegmans
    Newark, NY
  • 08/2019 → 03/2022
    Rochester Regional Health
    Rochester, NY
  • 05/2016 → 08/2019
    Mcdonald's
    Williamson, NY
  • 08/2016 → 12/2018
    Brockport University
    Brockport, NY
  • 08/2017 → 12/2018
    Brockport University
    Brockport, NY
  • 08/2015 → 12/2018
    Brockport University
    Brockport, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-25
S63 Uniform Securities Agent State Law Examination 2023-04-07
  • S66 Uniform Combined State Law Examination
    2024-04-25
  • S63 Uniform Securities Agent State Law Examination
    2023-04-07
Other Names
  • Richard Cantwell
  • Ricky Cantwell
  • Richard Joseph Cantwell

View on SEC IAPD

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JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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