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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dominic Riccabona | Irvine | CA | 03/2025 | Present |
| Northwestern Mutual Investment Services Llc | Irvine | CA | 03/2025 | Present |
| Lamppost Pizza | Yorba Linda | CA | 02/2015 | 04/2021 |
| One Pacific Financial Strategies | Carlsbad | CA | 04/2021 | 01/2025 |
| Student | Orange | CA | 08/2015 | 12/2018 |
| Student | Fullerton | CA | 01/2019 | 12/2020 |
| Dominic Riccabona | Irvine | CA | 01/2025 | 03/2025 |
| Oneamerica Securities Inc | Carlsbad | CA | 07/2022 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-07 |
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