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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-02 |
| TX | RA | APPROVED | 2026-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Irvine | AR | 01/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 01/2026 | Present |
| Bmo Bank | Newport Beach | CA | 01/2025 | 01/2026 |
| Lpl Financial | Newport Beach | CA | 01/2025 | 01/2026 |
| J.P. Morgan Securities Llc | Artesia | CA | 07/2022 | 01/2025 |
| Jpmorgan Chase Bank, N.A. | Artesia | CA | 07/2021 | 01/2025 |
| Home Depot | Canoga Park | CA | 06/2019 | 06/2021 |
| Elizabeth Todd Sites | New York | NY | 01/2021 | 01/2021 |
| Unemployed | Canoga Park | CA | 04/2019 | 06/2019 |
| Office Depot | Woodland Hills | CA | 08/2018 | 04/2019 |
| Golf N Stuff | Norwalk | CA | 05/2018 | 09/2018 |
| Us Army | Fort Benning | GA | 01/2018 | 04/2018 |
| Waba Grill | South Gate | CA | 10/2017 | 03/2018 |
| Unemployed | Cudahy | CA | 10/2016 | 10/2017 |
| Ups | Cerritos | CA | 08/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-14 |
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