Matthew John Canning

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2024-09-27
TX	RA	APPROVED	2024-01-31
CT	RA	APPROVED	2024-01-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sudbury	MA	07/2022	Present
Assumption University	Worcester	MA	09/2021	05/2022
Assumption University	Worcester	MA	08/2019	05/2022
Cardoza's Wine & Spirits	Fairhaven	MA	05/2021	08/2021
Great Road Kitchen	Littleton	MA	06/2018	02/2020
Market Basket	Littleton	MA	04/2017	07/2018
The Bromfield School	Harvard	MA	09/2013	06/2018
Assumption University	Worcester	MA	08/2018	05/2022

07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sudbury, MA
09/2021 → 05/2022

Assumption University

Worcester, MA
08/2019 → 05/2022

Assumption University

Worcester, MA
05/2021 → 08/2021

Cardoza's Wine & Spirits

Fairhaven, MA
06/2018 → 02/2020

Great Road Kitchen

Littleton, MA
04/2017 → 07/2018

Market Basket

Littleton, MA
09/2013 → 06/2018

The Bromfield School

Harvard, MA
08/2018 → 05/2022

Assumption University

Worcester, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-28