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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-09-06
  • PA RA
    APPROVED
    Since 2019-09-06

Branch Locations

115 Bloomingdale Ave, Wayne, PA 19087 • United States

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

115 Bloomingdale Ave., Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Conshohocken PA 06/2010 09/2019
Nations Financial Group, Inc. Wayne PA 09/2019 Present
Previous Registrations
Other Businesses

Rental property. not investment related. properties in Royersford, PA. and Ardmore, PA. Nature of business is residential property. Position is owner. Started 9/1/10; Approx 9 hrs/month on this business, none during security trading hours. Duties are as landlord and property manager. // McCloskey Financial Group. 115 Bloomingdale Ave. Wayne, PA 19087. Is investment related. Nature of business is investment and advisory services. Position is Financial Consultant. Started 6/7/2010. Approx 160 hrs/month on business, 160 during security trading hours. duties are as certified financial planner. // Merion Fire Company. 35 Greenfield Ave. Not investment related. nature of business is fire department. Position is Board of Managers and Finance Chair. Started 6/1/17. Approx. 3 hours/month on this business, none during security trading hours. Duties are to manage and oversee basic day to day operations// Sparkle Pony Capital LLC. 504 E Spring Ave. Ardmore, PA 19003. Not investment related. Nature of business is real estate investment and property management. Position is owner. Started 1-17-20. Spend approx 10 hrs/month on this business, 1.5 during security trading hrs. Duties are General property management: 2 residential rental homes, 1 RV/Outdoorsy rental, 1 mixed use property, management through St. Josephs Realty Partners St. Josephs Realty Partners. 115 Bloomingdale Ave. Wayne, PA 19087 Not investment related. Nature of business is real estate and property management. Position is Property Manager for Office building. Started 1/1/2020. Spend approx. 7-10 hours/month on this business, 3 during trading hrs. Duties are management of office building.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-08-02
  • S63 Uniform Securities Agent State Law Examination
    2007-08-02
Designations

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