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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-27 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 06/2021 | Present |
| Seattle Genetics | Bothell | WA | 05/2018 | 08/2018 |
| Chimerix | Bothell | WA | 05/2017 | 08/2017 |
| University Of South Carolina | Columbia | SC | 08/2017 | 05/2021 |
| Unemployed | Columbia | SC | 07/2012 | 04/2017 |
| Ink & Fern Capital Llc | Houston | TX | 07/2025 | Present |
Entity Name: COCO & CO dba SUNBOY Investment related: No Address: 85 Delancey Street, 2nd Floor, New York, NY 10002 https://drinksunboy.com/ Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 03/05/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Was a part of their most recent Series A fundraise via convertible promissory note Entity Name: Ink & Fern Capital LLC Investment related: No Address: Houston, TX Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/07/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This entity holds a single rental property, which I personally manage.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-26 |
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