Paul R Ruliffson

Employer firm

First Citizens Investor Services, Inc. CRD 44430

$2.63B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → 11/2022
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 04/2021 → 06/2022
  Pennymac
  Phoenix, AZ
• 07/2020 → 04/2021
  Loan Depot
  Scottsdale, AZ
• 03/2019 → 06/2020
  Freedom Financial
  Tempe, AZ
• 12/2016 → 05/2019
  Godaddy
  Tempe, AZ
• 05/2013 → 11/2017
  Self Employed
  Gilbert, AZ
• 01/2023 → Present
  Morgan Stanley
  Gilbert, AZ
• 05/2024 → Present
  First Citizens Investor Services
  Raleigh, NC
• 05/2024 → Present
  First Citizens Bank
  Phoenix, AZ

Previous Registrations

• 2023-03-06 → 2024-04-18
  Morgan Stanley
  Gilbert, AZ

Exams

• S66 Uniform Combined State Law Examination
  2023-03-06
• S63 Uniform Securities Agent State Law Examination
  2022-09-08

Other Names

• Paul Ruliffson
• Paul Richard Ruliffson