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Ricky Baker

Thrivent Investment Management Inc.

Bothell, WA

Bellevue, WA

CRD 7599581

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-10-05
  • WA RA
    APPROVED
    Since 2022-10-05

Branch Locations

Bothell, WA • United States

11711 Se 8Th Street Ste 201, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baker Hardwood Floors Monroe WA 02/2016 05/2022
Unemployed Kenmore WA 06/2022 08/2022
Thrivent Investment Management Inc Minneapolis MN 08/2022 Present
Thrivent Financial Appleton WI 08/2022 02/2023
Thrivent Financial Appleton WI 02/2023 Present
  • 02/2016 → 05/2022
    Baker Hardwood Floors
    Monroe, WA
  • 06/2022 → 08/2022
    Unemployed
    Kenmore, WA
  • 08/2022 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 08/2022 → 02/2023
    Thrivent Financial
    Appleton, WI
  • 02/2023 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-04
  • S66 Uniform Combined State Law Examination
    2022-10-04

View on SEC IAPD

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