Thomas James Wons

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 12/2020
  The Mixx
  Leawood, KS
• 05/2022 → 07/2022
  Onedigital
  Overland Park, KS
• 06/2023 → Present
  Renaissance Financial
  St. Louis, MO
• 06/2023 → 08/2023
  Securian Financial
  St. Louis, MO
• 08/2019 → 05/2023
  University Of Missouri - Columbia
  Columbia, MO
• 01/2013 → 04/2018
  N/A
  Leawood, KS
• 08/2020 → 10/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: June 2023 POSITION/TITLE/RELATIONSHIP: Registered Staff APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2023-10-27

Other Names

• Thomas Wons