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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-25 |
Branch Locations
50 West Jericho Turnpike, Huntington Station, NY 11746 • United States
2095 Smith Haven Plaza, Lake Grove, NY 11755 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Inc. | Farmingville | NY | 07/2022 | 01/2023 |
| Mutual Inc. | Farmingville | NY | 01/2023 | 03/2023 |
| Planmember Securities Corporation | Carpinteria | CA | 01/2023 | 03/2023 |
| Hofstra University | Hempstead | NY | 09/2017 | 06/2022 |
| Islip High School | Islip | NY | 09/2013 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 03/2023 | 10/2024 |
| Pro Game Athletics | Bayshore | NY | 07/2020 | 09/2021 |
| Bank Of America N.A. | Melville | NY | 04/2023 | 10/2024 |
| Charles Schwab Bank, Ssb | Lake Grove | NY | 11/2024 | Present |
| Charles Schwab & Co., Inc. | Lake Grove | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-16 |
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