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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-09 |
| ID | RA | APPROVED | 2023-03-27 |
| CO | RA | APPROVED | 2023-02-18 |
Branch Locations
Steamboat Springs, CO • United States
941 Lincoln Ave Ste 300-E1-G, Steamboat Spring, CO 80487 • United States
West 87 - Sargent Drive, Hayden Lake, ID 83835 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smartkit | Steamboat Springs | CO | 05/2021 | 10/2022 |
| Power Motive Corporation | Commerce City | CO | 06/2018 | 04/2021 |
| Sandridge Energy | Coalmont | CO | 10/2017 | 05/2018 |
| Baker Hughes | Denver | CO | 04/2012 | 09/2017 |
| Lpl Financial Llc | Steamboat Springs | CO | 10/2022 | Present |
1- 10/2022 / Ascent Living LLC / Business Owner / Non Investment Related / Steamboat Springs, CO 2- 03/05/2024 - Mortgage/Real Estate Services - referral agent - Investment Related - Home Based - Start Date 09/30/2023 - 2 Hours Per Month/ 0 Hours During Trading 3- 10/14/2024 - Investors Capital Management Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/29/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-17 |
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