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Thomas Stone

J.P. Morgan Securities LLC

Dallas, TX

CRD 7599335

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-04
  • TX RA
    APPROVED
    Since 2022-09-04

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 07/2022 Present
Jpmorgan Chase Bank, N.A. Dallas TX 07/2022 Present
Jp Morgan Chase & Co Dallas TX 06/2021 08/2021
Chesterfield Family Center Springfield MO 05/2019 08/2019
University Of Kansas Lawrence KS 05/2018 06/2022
Unemployed Springfield MO 07/2012 05/2018
  • 07/2022 → Present
    J.P. Morgan Securities Llc
    Dallas, TX
  • 07/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 06/2021 → 08/2021
    Jp Morgan Chase & Co
    Dallas, TX
  • 05/2019 → 08/2019
    Chesterfield Family Center
    Springfield, MO
  • 05/2018 → 06/2022
    University Of Kansas
    Lawrence, KS
  • 07/2012 → 05/2018
    Unemployed
    Springfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-03
  • S66 Uniform Combined State Law Examination
    2022-09-03
Other Names
  • Thomas Stone
  • Thomas B Stone
  • Thomas Barton Stone

View on SEC IAPD

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