Yingshu Jiang

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → 09/2024
  W&S Brokerage
  Cincinnati, OH
• 05/2022 → 09/2024
  Western & Southern Life
  Cerritos, CA
• 08/2019 → 05/2022
  Apiis
  Buena Park, CA
• 09/2018 → 07/2019
  Unempolyeed
  La Mirada, CA
• 03/2006 → 08/2018
  Jc Sales
  Los Angeles, CA
• 09/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2021 → 08/2024
  Keller Williams
  Whittier, CA
• 05/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: STRATEGIC FORTUNE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: INSURANCE AND SECURITIES 2. NAME OF OTHER BUSINESS: KELLER WILLIAMS INVESTMENT RELATED: NO ADDRESS: WHITTIER, CA NATURE OF BUSINESS: REAL ESTATE START DATE: 06/2021 POSITION/TITLE/RELATIONSHIP: INDEPENDENT REAL ESTATE AGENT APX NUMBER OF HOURS PER WEEK: 0.2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUYING AND SELLING REAL ESTATE FOR CLIENTS; 3. NAME OF OTHER BUSINESS: PENINSULA REALTY INC. INVESTMENT RELATED: NO, ADDRESS: 23024 CRENSHAW BLVD, LOS ANGELES, CA 90505, NATURE OF BUSINESS: REAL ESTATE, START DATE: 08/2024 POSITION/TITLE/RELATIONSHIP: AGENT, APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REAL ESTATE SALES; 4. NAME OF OTHER BUSINESS: SOROPTIMIST INVESTMENT RELATED: NO ADDRESS: P.O. BOX 847 ARTESIA CA 90702 NATURE OF BUSINESS: INTERNATIONAL ORGANIZATION AIMING TO IMPROVE THE LIVES OF WOMEN AND GIRLS THROUGH SOCIAL & ECONOMIC EMPOWERMENT. START DATE: 5/1/2026 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SET UP PROGRAMMING MEETINGS; 5. NAME OF OTHER BUSINESS: FLAWLESS GLOW INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SKIN CARE PRODUCTS; START DATE: 6/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESPONDING TO THE REFERRALS THAT MAY COME IN;

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-03-06
• S63 Uniform Securities Agent State Law Examination
  2022-08-31

Other Names

• Grace Jiang