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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-12 |
| TX | RA | APPROVED | 2022-09-12 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na | San Francisco | CA | 07/2022 | Present |
| Jpmorgan Securities Llc | San Francisco | CA | 07/2022 | Present |
| The Bear Trap | Tuscaloosa | AL | 04/2022 | 07/2022 |
| Jpmorgan Chase Bank, Na | San Francisco | CA | 06/2021 | 08/2021 |
| Mercedes Benz U.s. International | Vance | AL | 08/2020 | 12/2020 |
| Lowes | Northport | AL | 06/2020 | 08/2020 |
| Jc Penney | Birmingham | AL | 05/2019 | 09/2019 |
| Unemployed | Birmingham | AL | 07/2012 | 04/2019 |
| Unemployed | Birmingham | AL | 10/2019 | 10/2019 |
| Unemployed | Birmingham | AL | 01/2021 | 05/2021 |
| Unemployed | Birmingham | AL | 09/2021 | 03/2022 |
| Doordash | Tuscaloosa | AL | 11/2019 | 07/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-12 |
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