Destin E Thomas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 09/2016
  Unemployed
  Los Angeles, CA
• 09/2016 → 04/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2016 → 04/2017
  Cetera Advisors Llc
  Denver, CO
• 09/2016 → 04/2017
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2016 → 04/2017
  Cetera Investment Services Llc
  Saint Cloud, MN
• 09/2016 → 04/2017
  First Allied Securities, Inc.
  San Diego, CA
• 09/2016 → 04/2017
  Girard Securities, Inc.
  San Diego, CA
• 09/2016 → 04/2017
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 05/2017 → 11/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 12/2020 → 05/2024
  City National Securities
  Los Angeles, CA
• 07/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 09/2014 → 09/2016
  University Of California
  Los Angeles, CA

Previous Registrations

• 2020-12-14 → 2024-05-31
  Rbc Securities, Inc
  Los Angeles, CA
• 2017-11-15 → 2020-12-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 2016-10-01 → 2017-05-04
  Cetera Wealth Services, Llc
  El Segundo, CA
• 2010-01-06 → 2014-10-02
  National Planning Corporation
  El Segundo, CA

Other Businesses

I*124422Destin Thomas Propertieswhether the business is investment-related; Yesthe address of the other business; Carson, CA 90745the nature of the other business; Rental propertyyour position; Sole Proprietortitle, or relationship with the other business; Sole Proprietorthe start date of your relationship;07/23/2021the approximate number of hours/month you devote to the other business; 30the number of hours you devote to the other business during securities trading hours;0and briefly describe your duties relating to the other business; Handling of general business operations and management of the property(ies). I*1906293, Entity Type, Entity for Profit, Name of OBA: LLC, Address: Independence, MO, 64056, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Owner, Employee Start Date: 12/12/2023, No Hours: 5hrs/Mo, No Hours during trading: 0, Duties: Rental property ownership. I*1907281, Entity Type, Name of OBA: Rental Property 1, Address: Carson, CA, 90745, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 07/01/2021, No Hours: 10hrs/Mo, No Hours during trading: 0, Duties:, I*1907282, Entity Type, Name of OBA: Rental Property 2, Address: Carson, CA, 90745, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 07/01/2021, No Hours: 10hrs/Mo, No Hours during trading: 0, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-01-08
• S63 Uniform Securities Agent State Law Examination
  2017-11-13
• S66 Uniform Combined State Law Examination
  2009-12-14

Other Names

• Destin Edward Thomas
• Destin Thomas
• Destin E Thomas