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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-04-15
TX RA APPROVED 2024-04-15
  • MO RA
    APPROVED
    Since 2024-04-15
  • TX RA
    APPROVED
    Since 2024-04-15

Branch Locations

501 Cherry Street Suite 101, Columbia, MO 65201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neighbors Bank Columbia MO 04/2021 10/2022
Veterans United Home Loans Columbia MO 09/2020 04/2021
University Of Missouri Columbia MO 04/2003 06/2020
Thrivent Investment Management Inc Columbia MO 08/2022 08/2023
Thrivent Financial Appleton WI 10/2022 04/2023
Thrivent Financial Appleton WI 04/2023 08/2023
Stifel, Nicolaus & Company, Incorporated Columbia MO 04/2024 Present
University Of Missouri Columbia MO 08/2023 04/2024
  • 04/2021 → 10/2022
    Neighbors Bank
    Columbia, MO
  • 09/2020 → 04/2021
    Veterans United Home Loans
    Columbia, MO
  • 04/2003 → 06/2020
    University Of Missouri
    Columbia, MO
  • 08/2022 → 08/2023
    Columbia, MO
  • 10/2022 → 04/2023
    Thrivent Financial
    Appleton, WI
  • 04/2023 → 08/2023
    Thrivent Financial
    Appleton, WI
  • 04/2024 → Present
    Columbia, MO
  • 08/2023 → 04/2024
    University Of Missouri
    Columbia, MO
Previous Registrations
Other Businesses

BOONSLICK CHORDBUSTERS; Columbia MO 65201; Community chorus; Treasurer; Manage checking account. Keep track of funds balance. Pay bills related to event space, music costs, coaching, and director costs. Deposit funds related to ticket sales, donations, program ads; 1/1/2024; 12 hours per month; not during securities trading hours; Not Inv Related Alive in Christ LCMS; 201 Southampton Dr Columbia MO 65203; Church; Elder; Oversee spiritual leadership of the church. Includes meeting with members, teaching classes, and oversight of the pastoral ministry of the church; 1/1/2013; 6 hours per month; not during securities trading hours; not inv related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-06
  • S66 Uniform Combined State Law Examination
    2022-12-06

View on SEC IAPD

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