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Inactive

Thomas Hogan

Shade Tree Advisors LLC

Saratoga Springs, NY

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Current Employers
Shade Tree Advisors Llc

19 Railroad Place Suite 301, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-15
  • NY RA
    APPROVED
    Since 2022-11-15

Branch Locations

19 Railroad Place Suite 301, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shade Tree Advisors Llc Saratoga Springs NY 07/2020 Present
Fairfield University Fairfield CT 08/2015 07/2020
Shade Tree Advisors Llc Saratoga Springs NY 05/2018 08/2018
Direct Wines South Norwalk CT 02/2019 05/2019
Andersen Old Greenwich CT 02/2020 07/2020
  • 07/2020 → Present
    Shade Tree Advisors Llc
    Saratoga Springs, NY
  • 08/2015 → 07/2020
    Fairfield University
    Fairfield, CT
  • 05/2018 → 08/2018
    Shade Tree Advisors Llc
    Saratoga Springs, NY
  • 02/2019 → 05/2019
    Direct Wines
    South Norwalk, CT
  • 02/2020 → 07/2020
    Andersen
    Old Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-15
  • S65 Uniform Investment Adviser Law Examination
    2022-11-15
Other Names
  • Tom Hogan

View on SEC IAPD

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ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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