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Nicole Alix Frost

Thrivent Investment Management Inc.

Moseley, VA

Midlothian, VA

CRD 7598545

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-11-28
  • VA RA
    APPROVED
    Since 2022-11-28

Branch Locations

Moseley, VA • United States

13356 Midlothian Turnpike, Midlothian, VA 23113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carmax, Inc. Richmond VA 02/2007 10/2022
Jamberry Richmond VA 06/2015 12/2017
Thrivent Investment Management Inc Midlothian VA 08/2022 Present
Thrivent Financial Appleton WI 10/2022 04/2023
Thrivent Financial Appleton WI 04/2023 Present
  • 02/2007 → 10/2022
    Carmax, Inc.
    Richmond, VA
  • 06/2015 → 12/2017
    Jamberry
    Richmond, VA
  • 08/2022 → Present
    Thrivent Investment Management Inc
    Midlothian, VA
  • 10/2022 → 04/2023
    Thrivent Financial
    Appleton, WI
  • 04/2023 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-26
  • S66 Uniform Combined State Law Examination
    2022-11-26
Other Names
  • Nicole Alix Biron

View on SEC IAPD

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