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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-06-29 |
Branch Locations
5 Fundy Rd #2D, Falmouth, ME 04105 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Scarborough | ME | 07/2022 | 06/2026 |
| Staples Inc. | South Portland | ME | 10/2021 | 07/2022 |
| University Of Southern Maine | Portland | ME | 09/2018 | 05/2022 |
| Scarborough School District | Scarborough | ME | 07/2013 | 06/2018 |
| Sparkle Clean Car Wash | Scarborough | ME | 06/2016 | 06/2021 |
| Dunegrass Golf Course | Old Orchard Beach | ME | 08/2019 | 11/2019 |
| Hightower Advisors, Llc | Chicago | IL | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-06 |
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