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Connor Robert Hughes

Principal Securities, Inc.

Melville, NY

CRD 7598463

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-26
NY RA APPROVED 2025-06-11
  • TX RA
    APPROVED
    Since 2026-01-26
  • NY RA
    APPROVED
    Since 2025-06-11

Branch Locations

48 S Service Rd Ste 402, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suffolk County Parks- Smith Point Ocean Rescue Mastic Beach/ West Hampton Beach NY 05/2018 08/2018
Suffolk County Parks- Smith Point Ocean Rescue Mastic Beach/ West Hampton Beach NY 05/2019 08/2019
Suffolk County Parks- Smith Point Ocean Rescue Mastic Beach/ West Hampton Beach NY 05/2020 08/2020
Suffolk County Parks- Smith Point Ocean Rescue Mastic Beach/ West Hampton Beach NY 05/2021 08/2021
Sachem Youth Advisory Group Holbrook NY 07/2017 08/2017
Ward Melville High School East Setauket NY 09/2014 06/2018
The Ohio State University Columbus OH 08/2018 04/2022
Mutual Of America Financial Group Garden City NY 07/2022 01/2025
Principal Life Insurance Company Melville NY 04/2025 Present
Principal Securities, Inc. Melville NY 04/2025 Present
  • 05/2018 → 08/2018
    Suffolk County Parks- Smith Point Ocean Rescue
    Mastic Beach/ West Hampton Beach, NY
  • 05/2019 → 08/2019
    Suffolk County Parks- Smith Point Ocean Rescue
    Mastic Beach/ West Hampton Beach, NY
  • 05/2020 → 08/2020
    Suffolk County Parks- Smith Point Ocean Rescue
    Mastic Beach/ West Hampton Beach, NY
  • 05/2021 → 08/2021
    Suffolk County Parks- Smith Point Ocean Rescue
    Mastic Beach/ West Hampton Beach, NY
  • 07/2017 → 08/2017
    Sachem Youth Advisory Group
    Holbrook, NY
  • 09/2014 → 06/2018
    Ward Melville High School
    East Setauket, NY
  • 08/2018 → 04/2022
    The Ohio State University
    Columbus, OH
  • 07/2022 → 01/2025
    Mutual Of America Financial Group
    Garden City, NY
  • 04/2025 → Present
    Principal Life Insurance Company
    Melville, NY
  • 04/2025 → Present
    Melville, NY
Other Businesses

INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2025 ADDRESS: 48 S Service Road, Suite 402, Melville NY 11747, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-11
S63 Uniform Securities Agent State Law Examination 2023-02-16
  • S65 Uniform Investment Adviser Law Examination
    2025-06-11
  • S63 Uniform Securities Agent State Law Examination
    2023-02-16
Other Names
  • Connor Hughes
  • Connor Robert Hughes
  • Connor R Hughes

View on SEC IAPD

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