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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-25 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 07/2022 | Present |
| Q Investments | Fort Worth | TX | 08/2021 | 01/2022 |
| Donnell Asset Management Corporation | Hattiesburg | MS | 05/2021 | 08/2021 |
| Shell Oil Company | Houston | TX | 06/2020 | 07/2020 |
| Bp | Houston | TX | 05/2019 | 08/2019 |
| Shows, Dearman & Waites Engineering | Hattiesburg | MS | 06/2018 | 08/2018 |
| Shows, Dearman & Waites Engineering | Hattiesburg | MS | 05/2017 | 08/2017 |
| Louisiana State University | Baton Rouge | LA | 08/2017 | 05/2021 |
| Unemployed | Dallas | TX | 02/2022 | 06/2022 |
| Vital Care Compounders | Hattiesburg | MS | 08/2016 | 12/2016 |
| Unemployed | Hattiesburg | MS | 12/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-25 |
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