James C Ellison

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-07-25

NC RA
APPROVED

Since 2022-07-25

Branch Locations

Charlotte, NC • United States

9500 Squirrel Hollow Lane, Charlotte, NC 28270 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	07/2022	Present
Jlt Associates, Jlt Associates, Llc	Charlotte	NC	05/2016	Present
S&L Windows & Doors	Charlotte	NC	02/2020	03/2021
Anthony & Sylvan	Charlotte	NC	04/2021	09/2021

07/2022 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
05/2016 → Present

Jlt Associates, Jlt Associates, Llc

Charlotte, NC
02/2020 → 03/2021

S&L Windows & Doors

Charlotte, NC
04/2021 → 09/2021

Anthony & Sylvan

Charlotte, NC

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) JLT ASSOCIATES LLC DBA ELLISON CAPITAL MANAGEMENT, 1732 BARDSTOWN RD., CHARLOTTE, NC, 12/01/2023, PRESIDENT, INV REL, 1 HR/MO - 1 HR/MO TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-07-01

S65 Uniform Investment Adviser Law Examination

2022-07-01

Other Names

Jim Ellison

View on SEC IAPD