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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-02-01
SC RA APPROVED 2024-01-30
GA RA APPROVED 2024-01-29
FL RA APPROVED 2018-09-27
TX RA APPROVED 2018-09-24
  • NC RA
    APPROVED
    Since 2024-02-01
  • SC RA
    APPROVED
    Since 2024-01-30
  • GA RA
    APPROVED
    Since 2024-01-29
  • FL RA
    APPROVED
    Since 2018-09-27
  • TX RA
    APPROVED
    Since 2018-09-24

Branch Locations

1431 Riverplace Blvd # 910, Jacksonville, FL 32207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Jacksonville FL 03/2012 Present
Independent Financial Partners Jacksonville FL 03/2012 12/2018
Independent Advisor Alliance, Llc Jacksonville FL 09/2018 Present
Previous Registrations
  • 2012-03-26 → 2018-12-31
    Jacksonville, FL
    Jacksonville, FL
  • 2011-04-04 → 2012-03-13
    Ponte Vedra Beach, FL
    St Louis, MO
    Ponte Vedra Beach, FL
    St Louis, MO
    Jacksonville, FL
Other Businesses

1. 03/05/2012 - INVESTRA FINANCIAL SERVICES CORPORATION - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2.9/27/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/07/2018 - 20 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 9/27/2018. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/07/2023 - Independent Advisor Alliance - DBA: (Hybrid) InVestra Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/27/2018 - 210 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 210 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/07/2023 - Sage Insurance Partners - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 11/07/2023 - 4 Hours Per Month/ During Trading 5. 02/22/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 30 Hours Per Month/ During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 03/22/2024 - Vigore LLC - Investment Related - Jacksonville, FL - Real Estate Rental - Started 01/01/2014 - 4 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-25
S63 Uniform Securities Agent State Law Examination 2006-08-03
  • S66 Uniform Combined State Law Examination
    2011-03-25
  • S63 Uniform Securities Agent State Law Examination
    2006-08-03
Other Names
  • Erin D Higginbotham
  • Erin Davis Higginbotham

View on SEC IAPD

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