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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Florence, KY • United States

100 Howe Drive, Covington, KY 41015-5000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Enterprise-Rent-A-Car Lexington KY 07/2021 07/2022
Home City Ice Louisville KY 05/2021 07/2021
Jeff Ruby's Of Lexington Lexington KY 09/2020 05/2021
Hurstbourne Country Club Louisville KY 05/2018 08/2018
Louisville Cardinal Club Golf Lousiville KY 05/2017 07/2018
Transylvania University Lexington KY 09/2018 07/2020
Baskin Robins Louisville KY 06/2018 06/2019
Unemplyed Louisville KY 07/2000 05/2017
Fidelity Investments Lexington KY 07/2022 Present
Marks Feed Store Louisville KY 05/2017 06/2018
Fidelity Investments Boston MA 03/2025 Present
  • 07/2021 → 07/2022
    Enterprise-Rent-A-Car
    Lexington, KY
  • 05/2021 → 07/2021
    Home City Ice
    Louisville, KY
  • 09/2020 → 05/2021
    Jeff Ruby's Of Lexington
    Lexington, KY
  • 05/2018 → 08/2018
    Hurstbourne Country Club
    Louisville, KY
  • 05/2017 → 07/2018
    Louisville Cardinal Club Golf
    Lousiville, KY
  • 09/2018 → 07/2020
    Transylvania University
    Lexington, KY
  • 06/2018 → 06/2019
    Baskin Robins
    Louisville, KY
  • 07/2000 → 05/2017
    Unemplyed
    Louisville, KY
  • 07/2022 → Present
    Fidelity Investments
    Lexington, KY
  • 05/2017 → 06/2018
    Marks Feed Store
    Louisville, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-09-14 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-11
S63 Uniform Securities Agent State Law Examination 2022-12-08
  • S66 Uniform Combined State Law Examination
    2023-09-11
  • S63 Uniform Securities Agent State Law Examination
    2022-12-08

View on SEC IAPD

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