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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
100 Howe Drive, Covington, KY 41015-5000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Enterprise-Rent-A-Car | Lexington | KY | 07/2021 | 07/2022 |
| Home City Ice | Louisville | KY | 05/2021 | 07/2021 |
| Jeff Ruby's Of Lexington | Lexington | KY | 09/2020 | 05/2021 |
| Hurstbourne Country Club | Louisville | KY | 05/2018 | 08/2018 |
| Louisville Cardinal Club Golf | Lousiville | KY | 05/2017 | 07/2018 |
| Transylvania University | Lexington | KY | 09/2018 | 07/2020 |
| Baskin Robins | Louisville | KY | 06/2018 | 06/2019 |
| Unemplyed | Louisville | KY | 07/2000 | 05/2017 |
| Fidelity Investments | Lexington | KY | 07/2022 | Present |
| Marks Feed Store | Louisville | KY | 05/2017 | 06/2018 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-08 |
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