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10561 Barkley, Suite 610, Overland Park, KS 66212 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-08-27 |
| MO | RA | APPROVED | 2019-08-23 |
Branch Locations
10561 Barkley, Suite 610, Overland Park, KS 66212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Raymore | MO | 07/2009 | Present |
| Legacy Advisory Group, Llc | Overland Park | KS | 12/2014 | 07/2019 |
| Legacy Advisory Limited Company | Overland Park | KS | 08/2019 | Present |
Legacy Practice Transitions, LLC, non-investment related, 1561 Barkley, Suite 610, Overland Park KS 66212, consulting on mergers and acquisitions of dental practices, member, relationship commenced April 2014, approximately 40 hours per month, duties include prospecting for new business, providing valuation services, procuring buyers for practices and consulting with sellers and purchasers of dental practices. Sale of insurance products, investment related, 10561 Barkley, Suite 610, Overland Park, KS 66212, independent insurance agent and broker, hours devoted within provision of investment advisory services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-18 |
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