Mauricio De La Garza

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → 10/2024
  J.P. Morgan Securities Llc
  Fort Worth, TX
• 07/2022 → 10/2024
  Jpmorgan Chase Bank, N.A.
  Fort Worth, TX
• 08/2021 → 04/2022
  Texas A&M University
  College Station, TX
• 08/2021 → 05/2022
  Bryan Collegiate High School
  Bryan, TX
• 06/2020 → 08/2020
  Ryan Llc
  Dallas, TX
• 08/2017 → 01/2020
  Chick-Fil-A
  College Station, TX
• 02/2020 → 05/2020
  Unemployed
  Round Rock,, TX
• 09/2020 → 07/2021
  Unemployed
  Round Rock, TX
• 03/2017 → 07/2017
  Twin Creeks Country Club
  Austin, TX
• 05/2018 → 07/2018
  Laity Lodge
  Kerrville, TX
• 08/2016 → 03/2017
  Chick-Fil-A
  Cedar Park, TX
• 09/2024 → 04/2025
  First Waste Services
  Houston, TX
• 07/2025 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2022-09-27 → 2024-10-02
  J.P. Morgan Securities Llc
  Fort Worth, TX

Exams

• S66 Uniform Combined State Law Examination
  2022-09-26