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Employer firm

Imperity Wealth Alliance LLC CRD 339113

$140M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Imperity Wealth Alliance Llc

445 Broadhollow Road Suite 400, Melville, NY 11747 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-25
  • NY RA
    APPROVED
    Since 2026-03-25

Branch Locations

445 Broadhollow Road Suite 400, Melville, NY 11747 • United States

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-16
  • NY RA
    APPROVED
    Since 2023-05-16

Branch Locations

445 Broadhollow Road Suite 400, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Melville NY 07/2022 05/2023
Principal Securities Inc Melville NY 07/2022 05/2023
Dee's Nursery & Florist Oceanside NY 12/2011 07/2022
Spark451 Westbury NY 03/2019 08/2019
Commonwealth Financial Network Waltham MA 05/2023 01/2025
Imperity Advisors, Llc Melville NY 05/2023 01/2025
Commonwealth Financial Network Waltham MA 01/2025 Present
Imperity Advisors, Llc Melville NY 01/2025 Present
Imperity Wealth Alliance Llc Melville NY 03/2026 Present
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 5/8/2023; 10% time spent during business hours; Conducted at branch location; Investment related. 2. Tax Preparation, Imperity Tax Planning; Located at 445 Broadhollow Road, Suite 203, Melville, NY 11747, as of 03/01/2025; 5% of time spent during business hours; Conducted at branch; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-17
  • S66 Uniform Combined State Law Examination
    2022-12-17

View on SEC IAPD

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