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Imperity Wealth Alliance LLC CRD 339113
$140M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
445 Broadhollow Road Suite 400, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-25 |
Branch Locations
445 Broadhollow Road Suite 400, Melville, NY 11747 • United States
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-16 |
Branch Locations
445 Broadhollow Road Suite 400, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Melville | NY | 07/2022 | 05/2023 |
| Principal Securities Inc | Melville | NY | 07/2022 | 05/2023 |
| Dee's Nursery & Florist | Oceanside | NY | 12/2011 | 07/2022 |
| Spark451 | Westbury | NY | 03/2019 | 08/2019 |
| Commonwealth Financial Network | Waltham | MA | 05/2023 | 01/2025 |
| Imperity Advisors, Llc | Melville | NY | 05/2023 | 01/2025 |
| Commonwealth Financial Network | Waltham | MA | 01/2025 | Present |
| Imperity Advisors, Llc | Melville | NY | 01/2025 | Present |
| Imperity Wealth Alliance Llc | Melville | NY | 03/2026 | Present |
1. Fixed insurance sales; as of 5/8/2023; 10% time spent during business hours; Conducted at branch location; Investment related. 2. Tax Preparation, Imperity Tax Planning; Located at 445 Broadhollow Road, Suite 203, Melville, NY 11747, as of 03/01/2025; 5% of time spent during business hours; Conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-17 |
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