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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-11 |
| CA | RA | APPROVED | 2025-02-03 |
Branch Locations
520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 06/2022 | Present |
| Wells Fargo Advisors | Newport Beach | CA | 04/2022 | 06/2022 |
| Wheaton College | Wheaton | IL | 08/2022 | 12/2022 |
| Wheaton College | Wheaton | CA | 01/2021 | 05/2022 |
| Occidental College | Los Angeles | CA | 08/2018 | 12/2020 |
| Universal Wallboard Corporation | Tuscon | AZ | 05/2020 | 07/2020 |
| Saddleback Valley Christian High School | San Juan Capistrano | CA | 08/2014 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-03 |
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