Sarah Elizabeth Shaw

Current Employers

Employment History

• 05/2009 → 08/2022
  S.E. Shaw Financial Services
  Chester Heights, PA
• 08/2022 → 01/2023
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2022 → 01/2023
  Northwestern Mutual Investment Services Llc
  West Chester, PA
• 03/2023 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 02/2023 → Present
  Veery Capital, Llc
  West Chester, PA
• 07/2006 → Present
  S.E. Shaw Financial Services
  Downingown, PA

Other Businesses

1) Veery Capital: 1. Name of the other business - Veery Capital (VC) 2. Is the business investment related - Yes 3. Address of the other business - 112 French St Wilmington, DE 19801 4. Nature of the other business - RIA, fee based investments 5. Your position, title, or relationship with the other business - Financial Planning Assosciate 6. The start date of your relationship - 1/13/2023 7. The approximate number of hours/month you devote to the other business - 30 8. The number of hours you devote to the other business during securities trading hours - 30 9. Briefly describe your duties relating to the other business - Financial planning 10. Describe method of compensation (list if advisory fees, salary or other). If other, please describe below. Advisory Fee 2) S.E. Shaw Financial Services: 1. Name of the other business - S.E.Shaw Financial Services 2. Is the business investment related - Yes 3. Address of the other business - 112 Rebecca Dr Downingtown, PA 19335 4. Nature of the other business - Health Insurance sales 5. Your position, title, or relationship with the other business - Insurance Broker 6. The start date of your relationship - 6/1/2009 7. The approximate number of hours/month you devote to the other business -20 8. The number of hours you devote to the other business during securities trading hours - 20 9. Briefly describe your duties relating to the other business - insurance sales and service 10. Describe method of compensation (list if advisory fees, salary or other). If other, please describe below. commission 3) 1. Fixed Insurance 2. Investment Related - Yes 3. See office of employment history 4. Fixed Insurance/annuity 5. Agent 6. 1/12/2023 7. 80 hrs 8. 80 hrs 9. Provide insurance advice based on the needs of client(s). 4) 1. PKSF 2. Investment Related - Yes 3. See office of employment history 4. Fixed Insurance/annuity 5. Agent 6. 1/12/2023 7. 80 hrs 8. 80 hrs 9. Provide insurance advice based on the needs of client(s). 5) 1. MyWellCents 2. Investment related 3. 120 Vantis Dr. #400, Alisa Viejo, CA 92656 4. 401k Participant Education 5. Advisor 6. 6/2023 7. 10 hrs/mo 8. 10 hrs during trading 9. Provide education and one-on-one financial planning for our 401k plan participants. Investment changes are self-directed by the participants and WellCents is a benefit provided by the employer.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-09
• S63 Uniform Securities Agent State Law Examination
  2022-09-29

Designations

Other Names

• Sarah Steiger
• Sarah Steiger
• Sarah E Shaw
• Sarah E Steiger