Best Investors Account Sign in

Michael Douglas Conway

Transamerica Retirement Advisors, LLC

Hazard, KY

CRD 7597052

Claim This Profile
Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-05-23
  • KY RA
    APPROVED
    Since 2025-05-23

Branch Locations

Hazard, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 09/2022 05/2025
United States Navy Saint Marys GA 12/2016 12/2022
Orkin Pest Control Saint Petersburg FL 06/2015 12/2016
Transamerica Investors Securites, Llc Hazard KY 05/2025 Present
Transamerica Life Insurance Company Hazard KY 05/2025 Present
  • 09/2022 → 05/2025
    First Command Brokerage Services
    Fort Worth, TX
  • 12/2016 → 12/2022
    United States Navy
    Saint Marys, GA
  • 06/2015 → 12/2016
    Orkin Pest Control
    Saint Petersburg, FL
  • 05/2025 → Present
    Transamerica Investors Securites, Llc
    Hazard, KY
  • 05/2025 → Present
    Transamerica Life Insurance Company
    Hazard, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-20
  • S66 Uniform Combined State Law Examination
    2023-02-20

View on SEC IAPD

More in Hazard, KY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor