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Joshua Cline

LPl Financial LLC

Fort Mill, SC

Mint Hill, NC

CRD 7597042

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-07
NC RA APPROVED 2023-11-01
  • SC RA
    APPROVED
    Since 2026-01-07
  • NC RA
    APPROVED
    Since 2023-11-01

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Mint Hill, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 07/2022 Present
South Carolina Department Of Archives And History Columbia SC 01/2022 05/2022
Stronghaven Containers Co Matthews NC 06/2021 08/2021
University Of South Carolina Department Of Housing Columbia SC 08/2020 05/2022
School Mint Hill NC 09/2016 06/2019
School Columbia SC 08/2019 08/2020
  • 07/2022 → Present
    Fort Mill, SC
  • 01/2022 → 05/2022
    South Carolina Department Of Archives And History
    Columbia, SC
  • 06/2021 → 08/2021
    Stronghaven Containers Co
    Matthews, NC
  • 08/2020 → 05/2022
    University Of South Carolina Department Of Housing
    Columbia, SC
  • 09/2016 → 06/2019
    School
    Mint Hill, NC
  • 08/2019 → 08/2020
    School
    Columbia, SC
Other Businesses

1. 11/13/2023 - Airrington Domestic LLC - Rep's Business - Owner - Not Investment Related - Home Based - Start Date 6/21/2023 - 0 Hours Per Month. 2. 06/20/2024 - Inv Related - Real Estate Rental - Started: 5/1/2024 - 0 Hrs/Mo.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-31
  • S66 Uniform Combined State Law Examination
    2023-10-31
Other Names
  • Joshua Lee Cline

View on SEC IAPD

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