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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-07 |
| NC | RA | APPROVED | 2023-11-01 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Mint Hill, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 07/2022 | Present |
| South Carolina Department Of Archives And History | Columbia | SC | 01/2022 | 05/2022 |
| Stronghaven Containers Co | Matthews | NC | 06/2021 | 08/2021 |
| University Of South Carolina Department Of Housing | Columbia | SC | 08/2020 | 05/2022 |
| School | Mint Hill | NC | 09/2016 | 06/2019 |
| School | Columbia | SC | 08/2019 | 08/2020 |
1. 11/13/2023 - Airrington Domestic LLC - Rep's Business - Owner - Not Investment Related - Home Based - Start Date 6/21/2023 - 0 Hours Per Month. 2. 06/20/2024 - Inv Related - Real Estate Rental - Started: 5/1/2024 - 0 Hrs/Mo.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-31 |
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