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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-07-01
TX RA APPROVED_RES 2026-06-30
  • NM RA
    APPROVED
    Since 2026-07-01
  • TX RA
    APPROVED_RES
    Since 2026-06-30

Branch Locations

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chama River Brewing Company Albuquerque NM 08/2015 08/2017
The Brew Coffee & Tea Cafe Albuquerque NM 09/2017 01/2018
Unemployed Albuquerque NM 02/2018 09/2018
Cheddar's Scratch Kitchen Albuquerque NM 10/2018 01/2020
Family First Life Albuquerque NM 02/2021 07/2022
Mercantile Wine Bar Albuquerque NM 01/2020 02/2020
Unemployed Albuquerque NM 02/2020 02/2021
Thornburg Securities Llc Santa Fe NM 07/2022 12/2024
Thornburg Investment Management Santa Fe NM 01/2025 06/2026
Wells Fargo Clearing Services, Llc El Paso TX 06/2026 Present
  • 08/2015 → 08/2017
    Chama River Brewing Company
    Albuquerque, NM
  • 09/2017 → 01/2018
    The Brew Coffee & Tea Cafe
    Albuquerque, NM
  • 02/2018 → 09/2018
    Unemployed
    Albuquerque, NM
  • 10/2018 → 01/2020
    Cheddar's Scratch Kitchen
    Albuquerque, NM
  • 02/2021 → 07/2022
    Family First Life
    Albuquerque, NM
  • 01/2020 → 02/2020
    Mercantile Wine Bar
    Albuquerque, NM
  • 02/2020 → 02/2021
    Unemployed
    Albuquerque, NM
  • 07/2022 → 12/2024
    Thornburg Securities Llc
    Santa Fe, NM
  • 01/2025 → 06/2026
    Thornburg Investment Management
    Santa Fe, NM
  • 06/2026 → Present
    El Paso, TX
Previous Registrations
Other Businesses

- Family First Life - Non-investment related - Independent contractor - Life Insurance broker - Started Feb 2021 - O hours per month, but still receiving commission and renewals from past sales - No duties as of now, just still receiving past income from past business AETNA LIFE INSURANCE; NOT INV RELATED;UNCASVILLE,CT; INSURANCE; START DATE: 07/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-10
  • S66 Uniform Combined State Law Examination
    2024-02-10
Other Names
  • Julio Rivera

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