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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-01-20 |
| TX | RA | APPROVED | 2026-01-13 |
| CA | RA | APPROVED | 2025-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Pasadena | CA | 06/2024 | 11/2025 |
| New York Life Insurance Co. | Pasadena | CA | 07/2022 | 11/2025 |
| Vitality International | Universal City | CA | 08/2014 | 12/2022 |
| Orion Metal Exchange | Los Angeles | CA | 04/2025 | 08/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | South Pasadena | CA | 11/2025 | Present |
| Bank Of America, N.A. | South Pasadena | CA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-10-03 |
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