Karl A Kosk Fischer De Rosa Cruz

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → 08/2024
  Thrivent Investment Management Inc
  Minneapolis, MN
• 01/2018 → 06/2022
  University Federal Credit Union
  Austin, TX
• 06/2017 → 12/2017
  Southwest Kia
  Round Rock, TX
• 03/2017 → 06/2017
  Heb
  San Marcos, TX
• 05/2015 → 03/2017
  Street Auto Group
  Amarillo, TX
• 07/2022 → 08/2024
  Thrivent Financial
  Appleton, WI
• 08/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2022-10-31 → 2024-08-14
  Thrivent Investment Management Inc.
  Minneapolis, MN
  Amarillo, TX

Other Businesses

the name of the other business; The Why Behind The Sky, LLC whether the business is investment-related; No the address of the other business; Frisco, TX 75036 the nature of the other business; Education your position; Managing Member title, or relationship with the other business; Managing Member the start date of your relationship; 06/15/2026 the approximate number of hours/month you devote to the other business; 5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; The Why Behind The Sky, LLC, aims to provide educational content, entertainment, and opinions regarding science, theology, philosophy, and related topics via written, audio, and video media. This includes posting content on social media, such as YouTube and TikTok. My duties consist of running the business and creating content. It should be noted that the content created will not include nor infer financial advice.

Exams

• S66 Uniform Combined State Law Examination
  2022-10-28

Other Names

• Karl A Kosk Fischer
• Nick Fischer
• Karl Fischer