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Michael James Collins

J.P. Morgan Securities LLC

San Francisco, CA

CRD 7596754

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-23
TX RA APPROVED 2022-08-23
  • CA RA
    APPROVED
    Since 2022-08-23
  • TX RA
    APPROVED
    Since 2022-08-23

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na San Francisco CA 07/2022 Present
Jpmorgan Securities Llc San Francisco CA 07/2022 Present
Possible Finance Phoenix AZ 06/2020 01/2022
Lockheed Martin Sunnyvale CA 06/2021 08/2021
Midfirst Bank Phoenix AZ 06/2020 08/2020
S.t.o.r.e. Capital Phoenix AZ 06/2019 09/2019
Mountain View Family Physicians Phoenix AZ 09/2015 08/2018
Addison Group Arizona CA 12/2020 01/2021
Unemployed Phoenix AZ 09/2018 05/2019
Unemployed Phoenix AZ 10/2019 05/2020
Unemployed Santa Clara CA 02/2022 06/2022
  • 07/2022 → Present
    Jpmorgan Chase Bank, Na
    San Francisco, CA
  • 07/2022 → Present
    Jpmorgan Securities Llc
    San Francisco, CA
  • 06/2020 → 01/2022
    Possible Finance
    Phoenix, AZ
  • 06/2021 → 08/2021
    Lockheed Martin
    Sunnyvale, CA
  • 06/2020 → 08/2020
    Midfirst Bank
    Phoenix, AZ
  • 06/2019 → 09/2019
    S.t.o.r.e. Capital
    Phoenix, AZ
  • 09/2015 → 08/2018
    Mountain View Family Physicians
    Phoenix, AZ
  • 12/2020 → 01/2021
    Addison Group
    Arizona, CA
  • 09/2018 → 05/2019
    Unemployed
    Phoenix, AZ
  • 10/2019 → 05/2020
    Unemployed
    Phoenix, AZ
  • 02/2022 → 06/2022
    Unemployed
    Santa Clara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-23
  • S66 Uniform Combined State Law Examination
    2022-08-23

View on SEC IAPD

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