Best Investors
Account
Sign in
Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 07/2022 | 02/2023 |
| Rhonemus Group, A Sanford Rose Company | Wilmington | NC | 05/2021 | 02/2022 |
| Hughes Gardening | Wilmington | NC | 03/2020 | 05/2021 |
| Orangetheory Fitness | Wilmington | NC | 09/2018 | 11/2019 |
| University Of North Carolina At Wilmington | Wilmington | NC | 08/2018 | 05/2022 |
| Davie High School | Mocksville | NC | 08/2014 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 03/2023 | 12/2023 |
| Randstad/Wells Fargo | Charlotte | NC | 02/2023 | 02/2024 |
| Tiaa | Charlotte | NC | 01/2024 | 04/2026 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 01/2024 | 04/2026 |
| Nuveen Securities, Llc | Charlotte | NC | 04/2026 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-26 |
Reach out to this advisor